CSI : CSC1 Questions & Answers
Updated: Jun 24, 2026
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CSI Canadian Securities Course Exam 1 Sample Questions:
1. When a futures contract is entered into, who sets the minimum initial margin rate?
A) investment dealer
B) Exchange
C) Seller
D) Buyer
2. Whatis typically a key tax attribute of dividends?
A) Dividends from preferred shares are ineligible tot dividend tax credit.
B) Stock dividends are treated differently than regular cash dividends for tax purposes.
C) Reinvested dividends arenon-taxable to the shareholders.
D) Dividend income istaxed more preferentiallythan interest income.
3. Based on market capitalization. which sector of the SSP.'TSX Composite index has one of the highest weightings withinthe index?
A) Energy
B) Information technology
C) Health care
D) Utilities
4. The principleof retraction in retractable preferredshares is identical to what other security?
A) Retractable bonds and debentures
B) Retractable common shares
C) Redeemable preferred shares.
D) Callable preferred shares.
5. What is margin in an equity transaction?
A) Amount paid by a client when he uses credit to buy securities
B) Loan that a dealer extends to a client to buysecurities.
C) interest paid by the client to borrows securities.
D) Good-faith deposit to ensure the client will make future financial obligations
Solutions:
| Question # 1 Answer: B | Question # 2 Answer: D | Question # 3 Answer: A | Question # 4 Answer: A | Question # 5 Answer: B |
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